Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
The Compliance Manager works as part of the Risk Management and Compliance team to create and implement control processes and procedures that mitigate and reduce risk to the business. In addition, the Compliance Manager conducts targeted reviews, performs controls testing, provides governance oversight and supports operational risk initiatives in partnership with all departments across the Firm.
The Control Analyst works as part of the Risk Management and Compliance team to ensure that control processes and procedures are implemented to mitigate and reduce risk to the business.
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
Working as part of a team, the Registered Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The Registered CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
The Wealth & Portfolio Specialist is a client facing role responsible for partnering with a Financial Advisor or team of Financial Advisors in independently analyzing portfolio’s and developing solutions and strategies for clients alongside directly maintaining operational and administrative activities for the team. In addition, the Wealth & Portfolio Specialist can solicit business on behalf of the Financial Advisor. The Wealth & Portfolio Specialist has primary duties which include those directly related to management or general business operations, and the exercise of discretion and independent judgment on matters of significance.
