Regulatory Information and Disclosures

Form CRS

Steward Partners Investment Solutions |Broker Dealer Form CRS

Steward Partners Investment Solutions | Registered Investment Advisor Form CRS

Steward Partners Investment Advisory Form CRS

 

Fee Schedule

Steward Partners Investment Solutions Fee Schedule - May 23, 2022

Steward Partners Investment Solutions Fee Schedule (Pershing) – January 30, 2023

 

Regulation Best Interest

Steward Partners Investment Solutions

 

Privacy Notices

Steward Partners Investment Solutions Privacy Notice

Steward Partners Investment Advisory Privacy Notice

 

Business Continuity Plans

Steward Partners Investment Solutions Business Continuity Plan

Steward Partners Investment Advisory Business Continuity Plan – Link TBD

 

Steward partners Investment Solutions, Steward Partners Investment Advisory and Regulatory Disclosures

Regulatory Disclosure (Raymond James)

Regulatory Disclosure (Pershing)

Regulatory Disclosure (First Clearing/Wells Fargo Clearing Services)

Regulatory Disclosure (Folio Investments/Goldman)

Products and Services

Social Media Disclosure

 

SEC Rule 606 requires all brokerage firms to make publicly available reports on their ordering practices. In accordance to Rule 606, please refer to our clearing firms’ order routing statistics:

• Wells Fargo Clearing Services, LLC ( First Clearing Corporation, LLC) - here.
• Folio Investments, Inc. (Goldman Sachs) - here.
• Raymond James & Associate, Inc. - here.
• Pershing - here