Careers
CLIENT ADMINISTRATIVE MANAGER
Location: Lake Oswego, OR
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
Branch Exam Manager
Location: Flexible, can be a remote or hybrid position. Individual must be willing to travel as needed.
The Branch Exam Manager is responsible for planning, managing and executing the Firm’s branch exam program in accordance with FINRA requirements and other industry standards. The incumbent will have strong knowledge of regulatory requirements and examination methodologies. This role will set the strategic direction for the Firm’s branch examination program; to include establishing policies/procedures, pre-examination processes, exam methodologies, post-exam reporting, follow-up and tracking. In addition, the incumbent will conduct a portion of the Firm’s branch examinations. As the Firm continues to grow, this role will manage a team of branch examination staff.
Chief Compliance Officer
Location: Flexible, can be a remote or hybrid position. Individual must be willing to travel as needed.
The Chief Compliance Officer (CCO) will be responsible for developing, implementing, communicating, and reviewing Firm policies, procedures, trends and systems designed to enable the broker dealer and RIA to effectively manage risk and remain in Compliance with all applicable securities regulations. Responsibilities include developing and maintaining policies and procedures and the overall design/maintenance of the compliance program for the firm’s broker/dealer and two SEC-registered RIA firms. The CCO will also be responsible for ensuring that Steward Partners complies with regulatory requirements as well as firm policies. The CCO will provide executive leadership and strategy to Compliance, Risk Management and Operations of the firm.
Director, FP&A
Location: Tri State Area - Flexible
The Director of Financial Planning & Analysis (FP&A) will lead and grow a team to manage the operational and financial health of our business and help chart its future direction. The Director will work closely and productively with senior finance leaders and executive management to influence, refine, and implement strategy. The ideal candidate is a self-starter and entrepreneurial-minded individual who has a strong technical background and sharp focus on execution.
Assistant Controller
Location: Flexible, with a preference for tri-state area, but can be a remote or hybrid position
The Assistant Controller will be responsible for providing accounting, regulatory reporting, and management in support of the company’s operations. The role requires working effectively under tight deadlines, attention to detail, and consistently accurate, high-quality analyses. Position reports to the Controller.
OPERATIONS GENERALIST
Location: Portland, OR
The Operations Generalist is responsible for daily operations, and identifying and anticipating client, Financial Advisor and branch needs. Steward Partners Global Advisory is an employee-owned, full-service leading independent private financial services firm, with professionals delivering multifaceted financial solutions and comprehensive service to our client’s and their families.
CLIENT ONBOARDING SPECIALIST
Location: Manchester, NH, Washington, DC and Dallas, TX
The Client Onboarding Specialist is an integral part of the team that supports newly hired Financial Advisors transition client relationships, setting up accounts, and supporting documents. This hands‐on role leverages strong data management skills, attention to detail along with high levels of client service and the ability to problem solve and work as part of a team.
CLIENT & PARTNER EXPERIENCE COORDINATOR
Location: Flexible, can be a remote or hybrid position
Client and Partner experience is a critical and integral pillar at Steward Partners. The Firm is deeply committed to enhancing both the day-to-day and long-term experience of both its clients and Partners in continued pursuit of an unwavering commitment to excellence.
Portfolio Management Analyst
Location: Clearwater, FL
The Portfolio Management Analyst works alongside a Financial Advisor or team of Financial Advisors developing wealth management strategies through the analysis and implementation of portfolio management solutions.
SUPERVISORY ANALYST
Location: Flexible
Supervision at Steward Partners is responsible for oversight of the sales practices and branch personnel within its wealth management business. Supervisory Analysts partner with Compliance to implement supervisory processes and procedures to mitigate risk. As a team, Supervision monitors operational readiness for audits, conducts targeted reviews, performs controls testing and provides support for operational risk items.
CLIENT ADMINISTRATIVE MANAGER
Location: Clearwater, FL
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
CLIENT ADMINISTRATIVE MANAGER
Location: Florham Park, NJ
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
CLIENT ADMINISTRATIVE MANAGER
Location: Keene, NH
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
CLIENT ADMINISTRATIVE MANAGER
Location: Paramus, NJ
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
CLIENT ADMINISTRATIVE MANAGER - PART TIME
Location: Newtown, CT
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.