Careers
Branch Exam Manager
Location: Flexible, can be a remote or hybrid position. Individual must be willing to travel as needed.
The Branch Exam Manager is responsible for planning, managing and executing the Firm’s branch exam program in accordance with FINRA requirements and other industry standards. The incumbent will have strong knowledge of regulatory requirements and examination methodologies. This role will set the strategic direction for the Firm’s branch examination program; to include establishing policies/procedures, pre-examination processes, exam methodologies, post-exam reporting, follow-up and tracking. In addition, the incumbent will conduct a portion of the Firm’s branch examinations. As the Firm continues to grow, this role will manage a team of branch examination staff.
Chief Compliance Officer
Location: Flexible, can be a remote or hybrid position. Individual must be willing to travel as needed.
The Chief Compliance Officer (CCO) will be responsible for developing, implementing, communicating, and reviewing Firm policies, procedures, trends and systems designed to enable the broker dealer and RIA to effectively manage risk and remain in Compliance with all applicable securities regulations. Responsibilities include developing and maintaining policies and procedures and the overall design/maintenance of the compliance program for the firm’s broker/dealer and two SEC-registered RIA firms. The CCO will also be responsible for ensuring that Steward Partners complies with regulatory requirements as well as firm policies. The CCO will provide executive leadership and strategy to Compliance, Risk Management and Operations of the firm.
Director, FP&A
Location: Tri State Area - Flexible
The Director of Financial Planning & Analysis (FP&A) will lead and grow a team to manage the operational and financial health of our business and help chart its future direction. The Director will work closely and productively with senior finance leaders and executive management to influence, refine, and implement strategy. The ideal candidate is a self-starter and entrepreneurial-minded individual who has a strong technical background and sharp focus on execution.
Procurement Director
Location: Hybrid - Florham Park, NJ
The Procurement Director will be a key function within the Firm responsible for managing all vendor activities, developing new vendor partnerships, and maintaining existing vendor relationships, as well as overseeing the company’s real estate portfolio. The position will provide the discipline to enable the Firm to control costs, drive service excellence, ensure that vendors fulfill their contractual obligations and mitigate risk throughout the relationship life cycle. Key responsibilities include negotiating contracts, issuing RFPs for new vendors, and monitoring vendors to ensure compliance with Firm policies.
Assistant Controller
Location: Flexible, with a preference for tri-state area, but can be a remote or hybrid position
The Assistant Controller will be responsible for providing accounting, regulatory reporting, and management in support of the company’s operations. The role requires working effectively under tight deadlines, attention to detail, and consistently accurate, high-quality analyses. Position reports to the Controller.
OPERATIONS GENERALIST
Location: Portland, OR
The Operations Generalist is responsible for daily operations, and identifying and anticipating client, Financial Advisor and branch needs. Steward Partners Global Advisory is an employee-owned, full-service leading independent private financial services firm, with professionals delivering multifaceted financial solutions and comprehensive service to our client’s and their families.
DIVISIONAL VICE PRESIDENT - NORTHEAST
Location: Boston, MA / Portsmouth, NH
The Divisional Vice President plays a key role in the overall management of the Division working closely with other members of the Divisional Leadership team to support Financial Advisors and teams manage their business as well as contributing to the growth of the Firm.
DIVISIONAL VICE PRESIDENT - SOUTHEAST
Location: Washington DC metro area
The Divisional Vice President plays a key role in the overall management of the Division working closely with other members of the Divisional Leadership team to support Financial Advisors and teams manage their business as well as contributing to the growth of the Firm.
DIVISIONAL VICE PRESIDENT - CENTRAL
Location: Texas
The Divisional Vice President plays a key role in the overall management of the Division working closely with other members of the Divisional Leadership team to support Financial Advisors and teams manage their business as well as contributing to the growth of the Firm.
CLIENT ONBOARDING SPECIALIST
Location: Manchester, NH and Clearwater, FL
The Client Onboarding Specialist is an integral part of the team that supports newly hired Financial Advisors transition client relationships,setting up accounts, and supporting documents. This hands on role leverages strong data management skills, attention to detail along with high levels of client service and the ability to problem solve and work as part of a team.
DIVISIONAL BUSINESS DIRECTOR
Location: Austin, TX
The Divisional Business Director is primarily responsible for the overall operational and business functions within assigned branches. The Divisional Business Director works closely with the Divisional President and the Home Office team to supervise all operational, assigned risk/compliance functions, service and transition duties for the covered branches which also includes the management of all sales support personnel within those locations.
CLIENT & PARTNER EXPERIENCE COORDINATOR
Location: Flexible, can be a remote or hybrid position
Client and Partner experience is a critical and integral pillar at Steward Partners. The Firm is deeply committed to enhancing both the day-to-day and long-term experience of both its clients and Partners in continued pursuit of an unwavering commitment to excellence.
HEAD OF PRODUCT MANAGEMENT
Location: Flexible, can be a remote or hybrid position. Individual must be willing to travel as needed.
The Head of Product Management is responsible for design, delivery and enhancement of the product platform across a multi-custodial, independent RIA/Broker Dealer hybrid that delivers the best wealth management products to our Financial Advisors and their clients. In addition to working closely with various stakeholders across the Firm to determine appropriate product offerings, the Head of Product Management is also responsible for the effective running of the products, driving and supporting implementation of product initiatives and overseeing product compliance.
SUPERVISORY ANALYST
Location: Flexible
Supervision at Steward Partners is responsible for oversight of the sales practices and branch personnel within its wealth management business. Supervisory Analysts partner with Compliance to implement supervisory processes and procedures to mitigate risk. As a team, Supervision monitors operational readiness for audits, conducts targeted reviews, performs controls testing and provides support for operational risk items.
CHIEF INFORMATION OFFICER
Location: Flexible, can be a remote or hybrid position. Individual must be willing to travel as needed.
The Chief Information Officer (CIO) will work closely with the executive leadership team and key stakeholders to develop and maintain Steward Partners technical and electronic information strategic plan supporting the Firm’s business strategy.
PORTFOLIO MANAGEMENT ANALYST
Location: Clearwater, FL
The Portfolio Management Analyst works alongside a Financial Advisor or team of Financial Advisors developing wealth management strategies through the analysis and implementation of portfolio management solutions.
CLIENT ADMINISTRATIVE MANAGER
Location: Clearwater, FL
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
CLIENT ADMINISTRATIVE MANAGER
Location: Florham Park, NJ
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
CLIENT ADMINISTRATIVE MANAGER
Location: Keene, NH
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
CLIENT ADMINISTRATIVE MANAGER
Location: Paramus, NJ
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.
CLIENT ADMINISTRATIVE MANAGER - PART TIME
Location: Newtown, CT
Working as part of a team, the Client Administrative Manager (CAM) is responsible for providing operational and administrative support to a Financial Advisor or team of Financial Advisors. The CAM enhances the client experience by providing exceptional client service and supporting Branch functions as needed.